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Securities and Futures Commission
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#	Item
141	Solution sheet Lombard Risk REFORM for Dodd-Frank Act Title VII SWAP data reporting Introduction The Dodd-Frank Wall Street reform and Consumer Protection Act (Dodd-Frank Act) promotes the financial Add to Reading List Source URL: www.lombardrisk.com Language: English - Date: 2015-03-06 05:49:00 Late-2000s financial crisis Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Finance Derivative Commodity Futures Trading Commission U.S. Securities and Exchange Commission United States federal banking legislation Financial economics Financial regulation
142	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEMarch 26, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-26 15:34:50 Stock market Futures exchanges Futures contract Commodity Futures Trading Commission Derivative Chicago Mercantile Exchange Over-the-counter Swap Security Financial economics Investment Financial system
143	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEMarch 26, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-26 15:35:17 Chicago Mercantile Exchange Futures contract Commodity Futures Trading Commission Derivative ITraxx Credit default swap index Commodity Futures Modernization Act Financial economics Finance Futures exchanges
144	Report on the Australian OTC Derivatives Market July 2013 Australian Prudential Regulation Authority Australian Securities and Investments Commission Reserve Bank of Australia Add to Reading List Source URL: www.cfr.gov.au Language: English - Date: 2013-07-15 22:00:10 Stock market Financial markets Over-the-counter Derivative Trade Repository Australian Securities and Investments Commission Exchange Australian Prudential Regulation Authority Commodity Futures Modernization Act Financial economics Investment Financial system
145	SIFMA PUBLIC POLICY AND ADVOCACY OVERVIEW Carter McDowell – Managing Director and Associate General Counsel September 30, 2011 Asia Securities Forum Public Seminar 2011 Panel Discussion 3: “The T Add to Reading List Source URL: www.asiasecuritiesforum.org Language: English - Date: 2012-04-03 21:19:46 Investment Late-2000s financial crisis Financial markets United States Department of the Treasury United States federal banking legislation Dodd–Frank Wall Street Reform and Consumer Protection Act Volcker Rule Commodity Futures Trading Commission Derivative Financial economics Finance Systemic risk
146	The Stock Exchange of Hong Kong Limited, Hong Kong Exchanges and Clearing Limited, Hong Kong Securities Clearing Company Limited and the Hong Kong Securities and Futures Commission take no responsibility for the contents Add to Reading List Source URL: www.trahk.com.hk Language: English - Date: 2015-03-31 05:15:40 Taxation in Hong Kong Securities and Futures Commission Tracker Fund of Hong Kong Stamp duty Hong Kong Stock Exchange Hong Kong Exchanges and Clearing Futures contract Hong Kong Monetary Authority Hong Kong Mercantile Exchange Economy of Hong Kong Economy of Asia Financial economics
147	GENDER DIVERSITY AMONG HONG KONG BOARDS Corporate governance and proxy voting guidelines for Australian securities [ 1 ] Add to Reading List Source URL: www.blackrock.com Language: English - Date: 2014-07-16 10:47:27 Private law Management Committees Auditing Hong Kong Exchanges and Clearing Chief executive officer Audit committee Securities and Futures Commission Diversity Corporations law Corporate governance Business
148	PDF Document Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2015-03-19 10:30:37 United States securities law 73rd United States Congress Finance Commodity Futures Trading Commission Stock market Dodd–Frank Wall Street Reform and Consumer Protection Act Trade Repository Securities Act Securities Exchange Act Financial regulation United States Securities and Exchange Commission Financial economics
149	Singapore Journal of International Comparative Law Singapore&Journal of International & Comparative Law Add to Reading List Source URL: law.nus.edu.sg Language: English - Date: 2010-01-13 02:03:02 Financial markets Economy of Singapore Financial services Hedge fund Hong Kong Monetary Authority Foreign exchange market Futures contract Securities and Futures Commission Futures exchange Financial economics Finance Investment
150	Mandatory Provident Fund Schemes Examination / MPF Intermediaries Examination < Computer Screen Mode Examination > Enrolment Form You should read "Examination Handbook" before completing the form. (Available at www.vtc.e Add to Reading List Source URL: www.peak.edu.hk Language: English - Date: 2014-04-13 22:32:54 Hong Kong Identity Card Hong Kong law Immigration to Hong Kong Mandatory Provident Fund Securities and Futures Commission Identity document Hong Kong Monetary Authority Passport Cheque Hong Kong Government Security

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